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Vir Biotechnology, Inc. — Director's Dealing 2019
Oct 19, 2019
32538_dirs_2019-10-18_43090822-b759-4c86-925f-c9881c1af47d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vir Biotechnology, Inc. (VIR)
CIK: 0001706431
Period of Report: 2019-10-16
Reporting Person: NELSEN ROBERT (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-16 | Common Stock | C | 11666665 | — | Acquired | 12111109 | Indirect |
| 2019-10-16 | Common Stock | C | 15555554 | — | Acquired | 15555554 | Indirect |
| 2019-10-16 | Common Stock | P | 1000000 | $20.00 | Acquired | 1000000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-16 | Series A-1 Convertible Preferred Stock | $ | C | 11111110 | Disposed | Common Stock (11111110) | Indirect | |
| 2019-10-16 | Series A-1 Convertible Preferred Stock | $ | C | 13333332 | Disposed | Common Stock (13333332) | Indirect | |
| 2019-10-16 | Series B Convertible Preferred Stock | $ | C | 555555 | Disposed | Common Stock (555555) | Indirect | |
| 2019-10-16 | Series B Convertible Preferred Stock | $ | C | 2222222 | Disposed | Common Stock (2222222) | Indirect |
Footnotes
F1: Each share of the Issuer's Series A-1 Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's common stock upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
F2: The shares are held by ARCH Venture Fund IX, L.P. ("ARCH IX"). The Reporting Person is a managing director of ARCH Venture Partners IX, LLC, the sole general partner of ARCH Venture Partners IX, L.P., which is the sole general partner of ARCH IX, and shares voting and investment control with respect to shares held by ARCH IX. The Reporting Person may be deemed to beneficially own the shares held by ARCH IX, and the Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.
F3: The shares are directly held by ARCH Venture Fund IX Overage, L.P. ("ARCH Overage"). The Reporting Person is a managing director of ARCH Venture Partners IX, LLC, which is the sole general partner of ARCH Venture Partners IX Overage, L.P., the sole general partner of ARCH Overage, and shares voting and investment control with respect to shares held by ARCH Overage. The Reporting Person may be deemed to beneficially own the shares held by ARCH Overage, and the Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any.
F4: These shares are directly held by GPLLC. As managing directors of GPLLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by GPLLC. Each of the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any. Each of ARCH IX and ARCH Overage has a pecuniary interest in the shares held by GPLLC.