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VINTAGE ENERGY LTD — Major Shareholding Notification 2021
Mar 28, 2021
65998_rns_2021-03-28_6dc2a355-ff5e-4a30-9eb0-1937699e33ad.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
Vintage Energy Ltd (VEN) 609 200 580
1. Details of substantial holder (1)
Name Regal Funds Management Pty Ltd (RFM)
ACN/ARSN (if applicable) 107 576 821
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on 25/03/2021 The previous notice was given to the company on 9/03/2021 The previous notice was dated 5/03/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 41,193,422 6.81% 32,713,168 5.40%
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
32,713,168 ORDINARY |
32,713,168 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000
Signature
print name Philip King capacity Director sign here date 29/03/2021
Annexure 1
Changes in relevant interests
| Consideration | ||||||||
|---|---|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||||
| Nature of | relation to | securities | Class of | votes | ||||
| Date | Person | whose | relevant interest changed | Change | change | affected | securities | affected |
| 8/03/2021 | Regal | Funds Management | Sell | 62520.00 | 1200000 | Ordinary | 1200000 | |
| 8/03/2021 | Regal | Funds Management | Sell | 11228.24 | 212254 | Ordinary | 212254 | |
| 9/03/2021 | Regal | Funds Management | Sell | 120772.00 | 2180000 | Ordinary | 2180000 | |
| 17/03/2021 | Regal | Funds Management | Sell | 14280.00 | 238000 | Ordinary | 238000 | |
| 23/03/2021 | Regal | Funds Management | Sell | 17690.00 | 290000 | Ordinary | 290000 | |
| 25/03/2021 | Regal | Funds Management | Sell | 150000.00 | 2500000 | Ordinary | 2500000 | |
| 25/03/2021 | Regal | Funds Management | Sell | 111228.00 | 1860000 | Ordinary | 1860000 |