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VINCE HOLDING CORP. — Director's Dealing 2017
Sep 13, 2017
34985_dirs_2017-09-12_2762083a-e842-4179-9baf-53cc95322820.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VINCE HOLDING CORP. (VNCE)
CIK: 0001579157
Period of Report: 2017-09-08
Reporting Person: HOFFMAN BRENDAN (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-08 | Common Stock, par value $0.01 | X | 40425 | $0.45 | Acquired | 70425 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-08 | Subscripton Rights (Right to buy) | $0.45 | X | 30000 | Disposed | 2017-09-08 | Common Stock (40425) | Direct |
Footnotes
F1: Represents the exercise of subscription rights in Vince Holding Corp. ("Vince") rights offering by the Reporting Person, with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by the Reporting Person of 40,425 shares of Vince common stock. The reporting Person did not exercise any oversubscription rights.
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