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VINCE HOLDING CORP. — Director's Dealing 2015
Mar 26, 2015
34985_dirs_2015-03-25_d5207b94-34c8-4265-8d34-5c5fa75bfbe9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VINCE HOLDING CORP. (VNCE)
CIK: 0001579157
Period of Report: 2015-03-23
Reporting Person: LEDER MARC J (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-23 | Common Stock, par value $0.01 | P | 14879 | $17.0099 | Acquired | 20065288 | Indirect |
| 2015-03-23 | Common Stock, par value $0.01 | P | 75000 | $17.1042 | Acquired | 20140288 | Indirect |
| 2015-03-24 | Common Stock, par value $0.01 | P | 50000 | $17.0048 | Acquired | 20190288 | Indirect |
| 2015-03-25 | Common Stock, par value $0.01 | P | 50000 | $17.0115 | Acquired | 20240288 | Indirect |
Footnotes
F1: Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. As a result, Mr. Leder may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial.
F2: (Continued from Footnote 1) Mr. Leder expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.