AI assistant
VINCE HOLDING CORP. — Director's Dealing 2015
Mar 26, 2015
34985_dirs_2015-03-25_49a8ba2f-9aa5-4599-be0a-4ed88b734bff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VINCE HOLDING CORP. (VNCE)
CIK: 0001579157
Period of Report: 2015-03-23
Reporting Person: Sun Capital Securities Offshore Fund, Ltd. (10% Owner)
Reporting Person: SUN CAPITAL SECURITIES FUND, LP (10% Owner)
Reporting Person: Sun Capital Securities Advisors, LP (10% Owner)
Reporting Person: Sun Capital Securities, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-23 | Common Stock, par value $0.01 | P | 14879 | $17.0099 | Acquired | 5027495 | Indirect |
| 2015-03-23 | Common Stock, par value $0.01 | P | 75000 | $17.1024 | Acquired | 5102495 | Indirect |
| 2015-03-24 | Common Stock, par value $0.01 | P | 50000 | $17.0048 | Acquired | 5152495 | Indirect |
| 2015-03-25 | Common Stock, par value $0.01 | P | 50000 | $17.0115 | Acquired | 5202495 | Indirect |
Footnotes
F1: Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.