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Viking Therapeutics, Inc. — Director's Dealing 2021
Jan 6, 2021
31359_dirs_2021-01-06_019350eb-64a7-4391-b1e6-26d533e58760.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Viking Therapeutics, Inc. (VKTX)
CIK: 0001607678
Period of Report: 2021-01-04
Reporting Person: Mancini Marianna (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock, par value $0.00001 per share | A | 73000 | $0.00 | Acquired | 167655 | Direct |
| 2021-01-04 | Common Stock, par value $0.00001 per share | A | 6750 | $0.00 | Acquired | 174405 | Direct |
| 2021-01-04 | Common Stock, par value $0.00001 per share | F | 2773 | $5.80 | Disposed | 171632 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Stock Option (Right to Buy) | $5.80 | A | 90000 | Acquired | 2031-01-04 | Common Stock (90000) | Direct |
Footnotes
F1: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject
to the RSU shall vest on each one year anniversary of the grant date of the award.
F2: The reported securities were subject to a performance restricted stock unit award that was granted on January 15, 2019, 33.33% of which vested
on January 4, 2021 upon the achievement of a non-financial performance goal.
F3: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon
the vesting of certain shares of common stock subject to a performance restricted stock unit award.
F4: One-third of the shares subject to the option will vest on each anniversary of the grant date.