Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Viking Therapeutics, Inc. Director's Dealing 2021

Jan 6, 2021

31359_dirs_2021-01-06_b44e585d-bab4-4e62-a6be-1ad30501e221.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Viking Therapeutics, Inc. (VKTX)
CIK: 0001607678
Period of Report: 2021-01-03

Reporting Person: Lian Brian (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-03 Common Stock, par value $0.00001 per share F 31545 $5.63 Disposed 1712432 Direct
2021-01-04 Common Stock, par value $0.00001 per share A 164000 $0.00 Acquired 1876432 Direct
2021-01-04 Common Stock, par value $0.00001 per share A 40333 $0.00 Acquired 1916765 Direct
2021-01-04 Common Stock, par value $0.00001 per share F 16973 $5.80 Disposed 1899792 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Stock Option (Right to Buy) $5.80 A 369000 Acquired 2031-01-04 Common Stock (369000) Direct

Footnotes

F1: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted
stock units.

F2: Includes 1,614 shares acquired on November 20, 2020 pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

F3: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject
to the RSU shall vest on each one year anniversary of the grant date of the award.

F4: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2019, 33.33% of which vested
on January 4, 2021 upon the achievement of a non-financial performance goal.

F5: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to a performance restricted
stock unit award.

F6: 25% of the shares subject to the option will vest on each anniversary of the grant date.