AI assistant
Victory Capital Holdings, Inc. — Director's Dealing 2021
Nov 24, 2021
10581_dirs_2021-11-23_d1e35bb3-1533-4bb7-8080-cd7f2f22a28d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Victory Capital Holdings, Inc. (VCTR)
CIK: 0001570827
Period of Report: 2021-11-23
Reporting Person: Policarpo Michael Dennis (President, CFO & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-23 | Common Stock | C | 758683 | — | Acquired | 766183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-23 | Class B Common Stock | $ | C | 758683 | Disposed | Class A Common Stock (758683) | Direct |
Footnotes
F1: On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.