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VICOR CORP Director's Dealing 2020

May 5, 2020

31590_dirs_2020-05-05_ecaaae3f-3308-4a61-bb57-a056baff8aeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2020-05-04

Reporting Person: Nagel Richard J Jr (VP Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-04 Common Stock M 1000 $10.48 Acquired 1000 Direct
2020-05-04 Common Stock S 1000 $50.9 Disposed 0 Direct
2020-05-04 Common Stock M 354 $6.77 Acquired 354 Direct
2020-05-04 Common Stock S 354 $50.9 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-04 Non Qualified Stock Option $10.48 M 1000 Disposed 2023-06-17 Common Stock (1000) Direct
2020-05-04 Non Qualified Stock Options $6.77 M 354 Disposed 2024-07-21 Common Stock (354) Direct

Footnotes

F1: This stock option is exercisable in full.

F2: 1,064 stock options are exercisable after this transaction. The remaining 2,126 stock options become exercisable in three equal installments on 7/21/2020, 7/21/2021 and 7/21/2022.