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VICOR CORP Director's Dealing 2020

Oct 6, 2020

31590_dirs_2020-10-06_a40937e6-85e0-42da-9b87-615233ad4bb9.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2020-09-28

Reporting Person: Doyle Alvaro (VP and CIO)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non Qualified Stock Option $6.77 2024-07-21 Common Stock (1276) Direct
Non Qualified Stock Option $24.15 2027-10-02 Common Stock (3500) Direct
Non Qualified Stock Option $69.04 2030-06-24 Common Stock (6013) Direct
Non Qualified Stock Option $84.5 2030-09-09 Common Stock (3600) Direct

Footnotes

F1: 710 options are vested. The remaining 566 options vest on 7/21/2021 and 7/21/2022.

F2: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 10/2/2017 and vest over a five year period.

F3: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 6/24/2020 and vest over a five year period.

F4: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 9/9/2020 and vest over a five year period.