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VICOR CORP Director's Dealing 2018

Apr 30, 2018

31590_dirs_2018-04-30_f759dc63-9c3a-46b7-9b43-811cc43176a3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2018-04-26

Reporting Person: KELLEHER BARRY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-26 Common Stock M 5000 $11.42 Acquired 7257 Direct
2018-04-26 Common Stock S 5000 $36.701 Disposed 2257 Direct
2018-04-26 Common Stock M 5000 $11.42 Acquired 7257 Direct
2018-04-26 Common Stock S 5000 $36.7555 Disposed 2257 Direct
2018-04-26 Common Stock M 6000 $11.42 Acquired 8257 Direct
2018-04-26 Common Stock S 6000 $36.7197 Disposed 2257 Direct
2018-04-26 Common Stock M 1491 $13.42 Acquired 3748 Direct
2018-04-26 Common Stock S 1491 $36.7435 Disposed 2257 Direct
2018-04-26 Common Stock M 4727 $11.42 Acquired 6984 Direct
2018-04-26 Common Stock S 4727 $36.7435 Disposed 2257 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-26 Non Qualified Stock Option $11.42 M 5000 Disposed 2024-10-23 Common Stock (5000) Direct
2018-04-26 Non Qualified Stock Option $11.42 M 5000 Disposed 2024-10-23 Common Stock (5000) Direct
2018-04-26 Non Qualified Stock Option $11.42 M 6000 Disposed 2024-10-23 Common Stock (6000) Direct
2018-04-26 Non Qualified Stock Option $13.42 M 1491 Disposed 2025-06-19 Common Stock (1491) Direct
2018-04-26 Non Qualified Stock Option $11.42 M 4727 Disposed 2024-10-23 Common Stock (4727) Direct

Footnotes

F1: Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.