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VICOR CORP Director's Dealing 2018

May 23, 2018

31590_dirs_2018-05-23_eaa859f4-a43e-44c5-82bd-74e42d81637e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2018-05-21

Reporting Person: GRIFFIN LIAM (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-21 Common Stock M 3946 $6.29 Acquired 3946 Direct
2018-05-21 Common Stock S 3946 $40.0107 Disposed 0 Direct
2018-05-22 Common Stock M 2032 $6.29 Acquired 2032 Direct
2018-05-22 Common Stock S 2032 $39.8774 Disposed 0 Direct
2018-05-22 Common Stock M 943 $10.61 Acquired 943 Direct
2018-05-22 Common Stock S 943 $39.8774 Disposed 0 Direct
2018-05-22 Common Stock M 1491 $13.42 Acquired 1491 Direct
2018-05-22 Common Stock S 1491 $39.8774 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-21 Non Qualified Stock Option $6.29 M 3946 Disposed 2023-06-17 Common Stock (3946) Direct
2018-05-22 Non Qualified Stock Option $6.29 M 2032 Disposed 2023-06-17 Common Stock (2032) Direct
2018-05-22 Non Qualified Stock Option $10.61 M 943 Disposed 2026-06-17 Common Stock (943) Direct
2018-05-22 Non Qualified Stock Option $13.42 M 1491 Disposed 2025-06-19 Common Stock (1491) Direct

Footnotes

F1: Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.