VICOR CORP — Director's Dealing 2018

Jun 19, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2018-05-30

Reporting Person: SIMMS JAMES A (Director, CFO and Secretary)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-05-30	Non Qualified Stock Option	$11.25	A	10170	Acquired	2020-11-01	Common Stock (10170)	Direct
2018-06-15	Non Qualified Stock Option	$47.15	A	1061	Acquired	2028-06-15	Common Stock (1061)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	45705	Direct

Footnotes

F1: This stock option is exercisable in full.

F2: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.

F3: Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.