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VICOR CORP — Director's Dealing 2018
Jun 19, 2018
31590_dirs_2018-06-19_61de6613-62a9-4265-8670-ddc228b5344f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2018-05-30
Reporting Person: Gusinov Alex (Corp. VP Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Common Stock | A | 172 | — | Acquired | 172 | Direct |
| 2018-06-11 | Common Stock | M | 2288 | $19.86 | Acquired | 2460 | Direct |
| 2018-06-11 | Common Stock | S | 1417 | $49.30 | Disposed | 1043 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-30 | Non Qualified Stock Option | $19.86 | A | 2288 | Acquired | 2018-06-12 | Common Stock (2.288) | Direct |
| 2018-05-30 | Non Qualified Stock Option | $11.25 | A | 22630 | Acquired | 2020-11-01 | Common Stock (22630) | Direct |
| 2018-05-30 | Non Qualified Stock Option | $12.57 | A | 4322 | Acquired | 2022-05-15 | Common Stock (4322) | Direct |
| 2018-05-30 | Non Qualified Stock Option | $17.30 | A | 6102 | Acquired | 2023-09-13 | Common Stock (6102) | Direct |
| 2018-05-30 | Non Qualified Stock Option | $8.06 | A | 14239 | Acquired | 2024-04-14 | Common Stock (14239) | Direct |
| 2018-05-30 | Non Qualified Stock Option | $12.19 | A | 2288 | Acquired | 2024-07-21 | Common Stock (2288) | Direct |
| 2018-06-11 | Non Qualified Stock Option | $19.86 | M | 2288 | Disposed | 2018-06-12 | Common Stock (2288) | Direct |
Footnotes
F1: Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger").
F2: This stock option is exercisable in full.
F3: In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.
F4: This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.
F5: 11,391 stock options are exercisable at 5/30/18. The remaining 2,848 stock options become exercisable on 4/14/19.
F6: This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.