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VICOR CORP — Director's Dealing 2018
Aug 9, 2018
31590_dirs_2018-08-09_f032807a-863c-4fe7-b77d-d44eca6582be.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2018-08-08
Reporting Person: GRIFFIN LIAM (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-08 | Common Stock | M | 1763 | $5.67 | Acquired | 1763 | Direct |
| 2018-08-08 | Common Stock | S | 1763 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 854 | $6.29 | Acquired | 854 | Direct |
| 2018-08-08 | Common Stock | S | 854 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 639 | $6.29 | Acquired | 639 | Direct |
| 2018-08-08 | Common Stock | S | 639 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 517 | $19.35 | Acquired | 517 | Direct |
| 2018-08-08 | Common Stock | S | 517 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 745 | $13.42 | Acquired | 745 | Direct |
| 2018-08-08 | Common Stock | S | 745 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 943 | $10.61 | Acquired | 943 | Direct |
| 2018-08-08 | Common Stock | S | 943 | $62.8104 | Disposed | 0 | Direct |
| 2018-08-08 | Common Stock | M | 1242 | $8.05 | Acquired | 1242 | Direct |
| 2018-08-08 | Common Stock | S | 1242 | $62.8104 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-08 | Non Qualified Stock Option | $5.67 | M | 1763 | Disposed | 2023-06-21 | Common Stock (1763) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $6.29 | M | 854 | Disposed | 2023-06-17 | Common Stock (854) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $6.29 | M | 639 | Disposed | 2023-06-17 | Common Stock (639) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $19.35 | M | 517 | Disposed | 2027-06-16 | Common Stock (517) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $13.42 | M | 745 | Disposed | 2025-06-19 | Common Stock (745) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $10.61 | M | 943 | Disposed | 2026-06-17 | Common Stock (943) | Direct |
| 2018-08-08 | Non Qualified Stock Option | $8.05 | M | 1242 | Disposed | 2024-06-20 | Common Stock (1242) | Direct |
Footnotes
F1: This stock option is exercisable in full.
F2: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F3: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F5: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.