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VICOR CORP Director's Dealing 2017

Jun 1, 2017

31590_dirs_2017-06-01_a933dd9a-ff76-48a0-8981-1b21c804e989.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2017-05-31

Reporting Person: ANDERSON SAMUEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-31 Common Stock M 1764 $5.67 Acquired 1764 Direct
2017-05-31 Common Stock M 855 $6.29 Acquired 2619 Direct
2017-05-31 Common Stock M 639 $6.29 Acquired 3258 Direct
2017-05-31 Common Stock M 1645 $6.29 Acquired 4903 Direct
2017-05-31 Common Stock M 2486 $8.05 Acquired 7389 Direct
2017-05-31 Common Stock M 746 $13.42 Acquired 8135 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-31 Non Qualified Stock Option $5.67 M 1764 Disposed 2023-06-21 Common Stock (1764) Direct
2017-05-31 Non Qualified Stock Option $6.29 M 855 Disposed 2023-06-17 Common Stock (855) Direct
2017-05-31 Non Qualified Stock Option $6.29 M 639 Disposed 2023-06-17 Common Stock (639) Direct
2017-05-31 Non Qualified Stock Option $6.29 M 1645 Disposed 2023-06-17 Common Stock (1645) Direct
2017-05-31 Non Qualified Stock Option $8.05 M 2486 Disposed 2024-06-20 Common Stock (2486) Direct
2017-05-31 Non Qualified Stock Option $13.42 M 746 Disposed 2025-06-19 Common Stock (746) Direct

Footnotes

F1: Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period

F2: Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period

F3: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period

F4: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period