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VICOR CORP Director's Dealing 2017

Aug 22, 2017

31590_dirs_2017-08-22_6941e399-4326-4dc1-a512-725b96ec40d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2017-08-21

Reporting Person: ANDERSON SAMUEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-21 Common Stock M 1764 $5.67 Acquired 9899 Direct
2017-08-21 Common Stock M 3139 $6.29 Acquired 13038 Direct
2017-08-21 Common Stock M 1242 $8.05 Acquired 14280 Direct
2017-08-21 Common Stock M 943 $10.61 Acquired 15223 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-21 Non Qualified Stock Option $5.67 M 1764 Disposed 2023-06-21 Common Stock (1764) Direct
2017-08-21 Non Qualified Stock Option $6.29 M 3139 Disposed 2023-06-17 Common Stock (3139) Direct
2017-08-21 Non Qualified Stock Option $8.05 M 1242 Disposed 2024-06-20 Common Stock (1242) Direct
2017-08-21 Non Qualified Stock Option $10.61 M 943 Disposed 2026-06-17 Common Stock (943) Direct

Footnotes

F1: Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F2: Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F3: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

F4: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.