VICOR CORP — Director's Dealing 2017

Nov 13, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2017-11-10

Reporting Person: CARLSON JASON (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-10	Common Stock	M	4494	$6.29	Acquired	4494	Direct
2017-11-10	Common Stock	S	4494	$21.1711	Disposed	0	Direct
2017-11-10	Common Stock	M	2249	$5.67	Acquired	2249	Direct
2017-11-10	Common Stock	S	2249	$21.1711	Disposed	0	Direct
2017-11-10	Common Stock	M	2019	$8.05	Acquired	2019	Direct
2017-11-10	Common Stock	S	2019	$21.1711	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-10	Non Qualified Stock Option	$6.29	M	4494	Disposed	2023-06-17	Common Stock (4494)	Direct
2017-11-10	Non Qualified Stock Option	$5.67	M	2249	Disposed	2023-06-21	Common Stock (2249)	Direct
2017-11-10	Non Qualified Stock Option	$8.05	M	2019	Disposed	2024-06-20	Common Stock (2019)	Direct

Footnotes

F1: Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.

F2: Granted on 6/21/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.

F3: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.