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VICOR CORP — Director's Dealing 2013
Jun 19, 2013
31590_dirs_2013-06-19_0986872f-1820-4dfe-8d64-a561b7b2139d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2013-06-17
Reporting Person: Davies Philip D (VP Global Sales & Marketing)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-17 | Non Qualified Stock Option | $15.07 | D | 100000 | Disposed | 2021-03-01 | Common Stock (100000) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $6.29 | A | 100000 | Acquired | 2023-06-17 | Common Stock (100000) | Direct |
Footnotes
F1: Granted 3/1/2011 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F2: On 6/17/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options at an exercise price of $6.29.
F3: The replacement options vest over a five year period in equal installments.
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