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VICOR CORP — Director's Dealing 2013
Jun 19, 2013
31590_dirs_2013-06-19_40a8eba3-1181-44cb-bce7-6b0a47904661.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VICOR CORP (VICR)
CIK: 0000751978
Period of Report: 2013-06-17
Reporting Person: CARLSON JASON (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-17 | Non Qualified Stock Option | $11.25 | D | 15000 | Disposed | 2018-08-08 | Common Stock (15000) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $11.70 | D | 4274 | Disposed | 2013-06-24 | Common Stock (4274) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $15.64 | D | 3197 | Disposed | 2014-06-23 | Common Stock (3197) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $6.29 | A | 15000 | Acquired | 2023-06-17 | Common Stock (15000) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $6.29 | A | 4274 | Acquired | 2023-06-17 | Common Stock (4274) | Direct |
| 2013-06-17 | Non Qualified Stock Option | $6.29 | A | 3197 | Acquired | 2023-06-17 | Common Stock (3197) | Direct |
Footnotes
F1: On 6/17/2013, the issuer canceled, pursuant to the issuer's option exchange offer, options granted to the reporting person. In exchange the reporting person received replacement options, having an exercise price of $6.29.
F2: The replacement options vest over a five year period in equal installments.
F3: Granted 8/08/2008 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F4: Granted 6/24/2010 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a two year period.
F5: Granted 6/23/2011 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a two year period.