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VIAVI SOLUTIONS INC. — Director's Dealing 2024
Aug 30, 2024
31492_dirs_2024-08-30_5964e359-d6fe-48fc-9d20-12779698c5fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2024-08-28
Reporting Person: KHAYKIN OLEG (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-28 | Common Stock | M | 69197 | — | Acquired | 1467973 | Direct |
| 2024-08-28 | Common Stock | F | 28959 | $8.49 | Disposed | 1439014 | Direct |
| 2024-08-28 | Common Stock | M | 85081 | — | Acquired | 1524095 | Direct |
| 2024-08-28 | Common Stock | F | 35607 | $8.49 | Disposed | 1488488 | Direct |
| 2024-08-28 | Common Stock | M | 110606 | — | Acquired | 1599094 | Direct |
| 2024-08-28 | Common Stock | F | 46289 | $8.49 | Disposed | 1552805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-08-28 | Restricted Stock Units | $0 | M | 69197 | Disposed | Common Stock (69197) | Direct | |
| 2024-08-28 | Restricted Stock Unit | $0 | M | 85081 | Disposed | Common Stock (85081) | Direct | |
| 2024-08-28 | Restricted Stock Unit | $0 | M | 110606 | Disposed | Common Stock (110606) | Direct | |
| 2024-08-28 | Market Stock Units | $0 | A | 571428 | Acquired | Common Stock (571428) | Direct | |
| 2024-08-28 | Restricted Stock Unit | $0 | A | 380952 | Acquired | Common Stock (380952) | Direct |
Footnotes
F1: Each stock unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: Units subject to the Award shall vest annually in three equal installments over three years.
F4: There are no expiration dates on RSUs.
F5: Units subject to the Award shall vest annually in three equal installments over three years.
F6: See Exhibit 99 - FY25 MSU for vesting schedule and terms.
F7: There are no expiration dates on MSUs.
F8: Units subject to the Award shall vest annually in three installments.