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VIAVI SOLUTIONS INC. — Director's Dealing 2023
May 31, 2023
31492_dirs_2023-05-31_114ebec5-b135-4ab6-8419-cce01f426869.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2023-05-28
Reporting Person: Derksen Henk (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-28 | Common Stock | M | 22908 | $10.00 | Acquired | 76096 | Direct |
| 2023-05-28 | Common Stock | F | 9587 | $10.00 | Disposed | 66509 | Direct |
| 2023-05-28 | Common Stock | M | 31899 | $10.00 | Acquired | 98408 | Direct |
| 2023-05-28 | Common Stock | F | 13350 | $10.00 | Disposed | 85058 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-28 | Restricted Stock Units | $0 | M | 22908 | Disposed | Common Stock (22908) | Direct | |
| 2023-05-28 | Market Stock Units | $0 | M | 31899 | Disposed | Common Stock (31899) | Direct |
Footnotes
F1: Each stock unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F4: Total includes 1,669 shares purchased pursuant to the ESPP plan.
F5: Units subject to the Award shall vest annually in four equal installments.
F6: There are no expiration dates on RSUs
F7: Units subject to the Award shall vest annually in four equal installments.
F8: There are no expiration dates on MSUs.