Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

VIAVI SOLUTIONS INC. Director's Dealing 2023

Aug 30, 2023

31492_dirs_2023-08-30_0d7ff852-f116-4421-b9d4-0d32cbcdde04.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2023-08-28

Reporting Person: KHAYKIN OLEG (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-28 Common Stock M 87852 Acquired 951807 Direct
2023-08-28 Common Stock F 36766 $10.21 Disposed 915041 Direct
2023-08-28 Common Stock M 69197 Acquired 984238 Direct
2023-08-28 Common Stock F 28959 $10.21 Disposed 955279 Direct
2023-08-28 Common Stock M 85082 Acquired 1040361 Direct
2023-08-28 Common Stock F 35607 $10.21 Disposed 1004754 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-28 Restricted Stock Unit $0 A 331818 Acquired Common Stock (331818) Direct
2023-08-28 Market Stock Units $0 A 331818 Acquired Common Stock (331818) Direct
2023-08-28 Restricted Stock Units $0 M 87852 Disposed Common Stock (87852) Direct
2023-08-28 Restricted Stock Units $0 M 69197 Disposed Common Stock (69197) Direct
2023-08-28 Restricted Stock Unit $0 M 85082 Disposed Common Stock (85082) Direct

Footnotes

F1: Each stock unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Total includes 1,669 shares purchased pursuant to the ESPP plan.

F4: Units subject to the Award shall vest annually in thee equal installments over three years.

F5: There are no expiration dates on RSUs

F6: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F7: There are no expiration dates on MSUs.