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VIAVI SOLUTIONS INC. Director's Dealing 2023

Aug 30, 2023

31492_dirs_2023-08-30_58054e66-1676-4530-8de2-5512c66b90f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2023-08-28

Reporting Person: McNab Paul (EVP, Chief Mktg & Stgy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-28 Common Stock M 10040 Acquired 70007 Direct
2023-08-28 Common Stock F 3472 $10.21 Disposed 66535 Direct
2023-08-28 Common Stock M 8402 Acquired 74937 Direct
2023-08-28 Common Stock F 2906 $10.21 Disposed 72031 Direct
2023-08-28 Common Stock M 9907 Acquired 81938 Direct
2023-08-28 Common Stock F 3426 $10.21 Disposed 78512 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-28 Restricted Stock Unit $0 A 38636 Acquired Common Stock (38636) Direct
2023-08-28 Market Stock Units $0 A 38636 Acquired Common Stock (38636) Direct
2023-08-28 Restricted Stock Units $0 M 10040 Disposed Common Stock (10040) Direct
2023-08-28 Restricted Stock Units $0 M 8402 Disposed Common Stock (8402) Direct
2023-08-28 Restricted Stock Unit $0 M 9907 Disposed Common Stock (9907) Direct

Footnotes

F1: Each stock unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Reflects a decrease of 11,860 shares that were transferred pursuant to an exempt transaction.

F4: Units subject to the Award shall vest annually in thee equal installments over three years.

F5: There are no expiration dates on RSUs

F6: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F7: There are no expiration dates on MSUs.