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VIAVI SOLUTIONS INC. Director's Dealing 2021

Jun 2, 2021

31492_dirs_2021-06-02_c272d20b-fe96-458f-9e3c-3e402997142c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-05-28

Reporting Person: KHAYKIN OLEG (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-28 Common Stock S 20000 $17.5006 Disposed 560583 Direct
2021-05-28 Common Stock M 17288 Acquired 577871 Direct
2021-05-28 Common Stock F 6803 $17.53 Disposed 571068 Direct
2021-05-28 Common Stock M 16277 Acquired 587345 Direct
2021-05-28 Common Stock F 6405 $17.53 Disposed 580940 Direct
2021-06-01 Common Stock S 7694 $17.5293 Disposed 573246 Direct
2021-06-02 Common Stock S 20000 $17.50 Disposed 553246 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-28 Restricted Stock Unit $0.0 M 17288 Disposed Common Stock (17288.0) Direct
2021-05-28 Restricted Stock Units $0.0 M 16277 Disposed Common Stock (16277.0) Direct

Footnotes

F1: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2: Each unit converts upon vesting into one share of common stock.

F3: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F4: There are no expiration dates on RSUs.