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VIAVI SOLUTIONS INC. Director's Dealing 2021

Jun 2, 2021

31492_dirs_2021-06-02_fcd35ce3-eeaf-4bac-a7e3-d79a577d5eeb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-05-28

Reporting Person: Siebert Kevin Christopher (SVP Gen. Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-28 Common Stock M 2094 Acquired 43706 Direct
2021-05-28 Common Stock F 631 $17.53 Disposed 43075 Direct
2021-05-28 Common Stock M 2094 Acquired 45169 Direct
2021-05-28 Common Stock F 631 $17.53 Disposed 44538 Direct
2021-06-02 Common Stock S 2340 $17.39 Disposed 42198 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-28 Restricted Stock Units $0.0 M 2094 Disposed Common Stock (2094.0) Direct
2021-05-28 Restricted Stock Unit $0.0 M 2094 Disposed Common Stock (2094.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4: There are no expiration dates on RSUs.