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VIAVI SOLUTIONS INC. Director's Dealing 2021

Jun 2, 2021

31492_dirs_2021-06-02_a3b2cde7-57b1-4a10-9aeb-2a67fafc81ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-05-28

Reporting Person: Staley Gary W (SVP Global Sales NSE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-28 Common Stock M 2512 Acquired 73827 Direct
2021-05-28 Common Stock F 989 $17.53 Disposed 72838 Direct
2021-05-28 Common Stock M 3140 Acquired 75978 Direct
2021-05-28 Common Stock F 1236 $17.53 Disposed 74742 Direct
2021-06-02 Common Stock S 1714 $17.39 Disposed 73028 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-28 Restricted Stock Units $0.0 M 2512 Disposed Common Stock (2512.0) Direct
2021-05-28 Restricted Stock Units $0.0 M 3140 Disposed Common Stock (3140.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4: There are no expiration dates on RSUs.