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VIAVI SOLUTIONS INC. Director's Dealing 2021

Sep 1, 2021

31492_dirs_2021-08-31_b2daddaf-f3f9-4bd1-8137-d1c781bd69cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-08-28

Reporting Person: Siebert Kevin Christopher (SVP Gen. Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-28 Common Stock M 2094 Acquired 44292 Direct
2021-08-28 Common Stock F 631 $16.67 Disposed 43661 Direct
2021-08-28 Common Stock M 2094 Acquired 45755 Direct
2021-08-28 Common Stock F 631 $16.67 Disposed 45124 Direct
2021-08-28 Common Stock M 8157 Acquired 53281 Direct
2021-08-28 Common Stock F 2456 $16.67 Disposed 50825 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-28 Restricted Stock Unit $0 M 2094 Disposed Common Stock (2094) Direct
2021-08-28 Restricted Stock Units $0 M 2094 Disposed Common Stock (2094) Direct
2021-08-28 Restricted Stock Units $0 M 8157 Disposed Common Stock (8157) Direct
2021-08-28 Restricted Stock Units $0 A 20759 Acquired Common Stock (20759) Direct
2021-08-28 Market Stock Units $0 A 20759 Acquired Common Stock (20759) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Units subject to the Award shall vest annually in three equal installments over three years.

F4: There are no expiration dates on RSUs

F5: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6: There are no expiration dates on MSUs.