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VIAVI SOLUTIONS INC. Director's Dealing 2021

Sep 1, 2021

31492_dirs_2021-08-31_1ab095a4-b4de-4882-b73c-cce2db38ab5d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-08-28

Reporting Person: KHAYKIN OLEG (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-28 Common Stock M 17288 Acquired 543550 Direct
2021-08-28 Common Stock F 6803 $16.67 Disposed 536747 Direct
2021-08-28 Common Stock M 16277 Acquired 553024 Direct
2021-08-28 Common Stock F 6405 $16.67 Disposed 546619 Direct
2021-08-28 Common Stock M 87851 Acquired 634470 Direct
2021-08-28 Common Stock F 34570 $16.67 Disposed 599900 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-28 Restricted Stock Units $0 M 17288 Disposed Common Stock (17288) Direct
2021-08-28 Restricted Stock Units $0 M 16277 Disposed Common Stock (16277) Direct
2021-08-28 Restricted Stock Units $0 M 87851 Disposed Common Stock (87851) Direct
2021-08-28 Market Stock Units $0 A 207591 Acquired Common Stock (207591) Direct
2021-08-28 Restricted Stock Units $0 A 207591 Acquired Common Stock (207591) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Units subject to the Award shall vest annually in three equal installments over three years.

F4: There are no expiration dates on RSUs

F5: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6: There are no expiration dates on MSUs.