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VIAVI SOLUTIONS INC. — Director's Dealing 2021
Sep 28, 2021
31492_dirs_2021-09-27_410ebe2d-89ed-4b3b-82ed-ec3bcb89fb56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-09-23
Reporting Person: KHAYKIN OLEG (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-23 | Common Stock | M | 89621 | — | Acquired | 689521 | Direct |
| 2021-09-23 | Common Stock | F | 35266 | $15.60 | Disposed | 654255 | Direct |
| 2021-09-23 | Common Stock | M | 23969 | — | Acquired | 678224 | Direct |
| 2021-09-23 | Common Stock | F | 9432 | $15.69 | Disposed | 668792 | Direct |
| 2021-09-23 | Common Stock | M | 73206 | — | Acquired | 741998 | Direct |
| 2021-09-23 | Common Stock | F | 28807 | $15.69 | Disposed | 713191 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-23 | Market Stock Units | $0 | M | 89621 | Disposed | Common Stock (89621) | Direct | |
| 2021-09-23 | Market Stock Units | $0 | M | 23969 | Disposed | Common Stock (23969) | Direct | |
| 2021-09-23 | Market Stock Units | $0 | M | 73206 | Disposed | Common Stock (73206) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: See Exhibit 99.17A
F3: There are no expiration dates on MSUs.
F4: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms
F5: See Exhibit 99 - FY2021 MSU Exhibit for vesting schedule and terms
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