VIAVI SOLUTIONS INC. — Director's Dealing 2021

Sep 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-09-23

Reporting Person: SCRIVANICH LUKE M (SVP General Manager OSP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-23	Common Stock	M	13025	—	Acquired	62203	Direct
2021-09-23	Common Stock	F	6458	$15.69	Disposed	55745	Direct
2021-09-23	Common Stock	M	3700	—	Acquired	59445	Direct
2021-09-23	Common Stock	F	1835	$15.69	Disposed	57610	Direct
2021-09-23	Common Stock	M	8888	—	Acquired	66498	Direct
2021-09-23	Common Stock	F	4407	$15.69	Disposed	62091	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-23	Market Stock Units	$0	M	13025	Disposed		Common Stock (13025)	Direct
2021-09-23	Market Stock Units	$0	M	3700	Disposed		Common Stock (3700)	Direct
2021-09-23	Market Stock Units	$0	M	8888	Disposed		Common Stock (8888)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: See Exhibit 99.17A.

F5: There are no expiration dates on MSUs.

F6: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F7: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms

F8: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F9: See Exhibit 99 - FY2021 MSU Exhibit