VIAVI SOLUTIONS INC. — Director's Dealing 2021

Sep 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-09-23

Reporting Person: Staley Gary W (SVP Global Sales NSE)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-23	Common Stock	M	8559	—	Acquired	89497	Direct
2021-09-23	Common Stock	F	3368	$15.69	Disposed	86129	Direct
2021-09-23	Common Stock	M	13025	—	Acquired	99154	Direct
2021-09-23	Common Stock	F	5126	$15.69	Disposed	94028	Direct
2021-09-23	Common Stock	M	4625	—	Acquired	98653	Direct
2021-09-23	Common Stock	F	1820	$15.69	Disposed	96833	Direct
2021-09-23	Common Stock	M	10457	—	Acquired	107290	Direct
2021-09-23	Common Stock	F	4115	$15.69	Disposed	103175	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-23	Market Stock Units	$0	M	8559	Disposed		Common Stock (8559)	Direct
2021-09-23	Market Stock Units	$0	M	13025	Disposed		Common Stock (13025)	Direct
2021-09-23	Market Stock Units	$0	M	4625	Disposed		Common Stock (4625)	Direct
2021-09-23	Market Stock Units	$0	M	10457	Disposed		Common Stock (10457)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares reflect the vesting of the 4st tranche of market-leveraged stock units granted on August 28, 2017 at 115.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4: See Exhibit 99.17B.

F5: There are no expiration dates on MSUs.

F6: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F7: See Exhibit 99.17A.

F8: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F9: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms

F10: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F11: See Exhibit 99 - FY2021 MSU Exhibit for vesting schedule and terms