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VIAVI SOLUTIONS INC. Director's Dealing 2020

Sep 2, 2020

31492_dirs_2020-09-01_10ac295e-1b93-4abb-a94e-bc61e9cef56e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-08-28

Reporting Person: Maletira Amar (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-28 Common Stock M 49906 Acquired 251859 Direct
2020-08-28 Common Stock F 24745 $13.21 Disposed 227114 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-28 Restricted Stock Unit $0.0 M 5193 Disposed Common Stock (5193.0) Direct
2020-08-28 Restricted Stock Unit $0.0 M 5863 Disposed Common Stock (5863.0) Direct
2020-08-28 Restricted Stock Units $0.0 M 7500 Disposed Common Stock (7500.0) Direct
2020-08-28 Restricted Stock Units $0.0 M 31350 Disposed Common Stock (31350.0) Direct
2020-08-28 Restricted Stock Units $0.0 A 112952 Acquired Common Stock (112952.0) Direct
2020-08-28 Market Stock Units $0.0 A 112952 Acquired Common Stock (112952.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: Total includes 1,734 shares purchased pursuant to the ESPP plan.

F3: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F4: There are no expiration dates on RSUs.

F5: Units subject to the Award shall vest annually in three equal installments over three years.

F6: See Exhibit 99 - FY2021 MSU Exhibit

F7: There are no expiration dates on MSUs.