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VIAVI SOLUTIONS INC. — Director's Dealing 2020
Sep 2, 2020
31492_dirs_2020-09-01_080cd716-c35f-44cc-a6a1-caf07dcac2b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-08-28
Reporting Person: RONDINONE RALPH (SVP Global Operations NSE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-28 | Common Stock | M | 14675 | — | Acquired | 42073 | Direct |
| 2020-08-28 | Common Stock | F | 6524 | $13.21 | Disposed | 35549 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-28 | Restricted Stock Units | $0.0 | M | 2262 | Disposed | Common Stock (2262.0) | Direct | |
| 2020-08-28 | Restricted Stock Units | $0.0 | M | 2513 | Disposed | Common Stock (2513.0) | Direct | |
| 2020-08-28 | Restricted Stock Units | $0.0 | M | 9900 | Disposed | Common Stock (9900.0) | Direct | |
| 2020-08-28 | Restricted Stock Units | $0.0 | A | 26355 | Acquired | Common Stock (26355.0) | Direct | |
| 2020-08-28 | Market Stock Units | $0.0 | A | 26355 | Acquired | Common Stock (26355.0) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: There are no expiration dates on RSUs.
F4: Units subject to the Award shall vest annually in three equal installments over three years.
F5: See Exhibit 99 - FY2021 MSU Exhibit
F6: There are no expiration dates on MSUs.