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VIAVI SOLUTIONS INC. Director's Dealing 2020

Sep 2, 2020

31492_dirs_2020-09-01_080cd716-c35f-44cc-a6a1-caf07dcac2b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-08-28

Reporting Person: RONDINONE RALPH (SVP Global Operations NSE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-28 Common Stock M 14675 Acquired 42073 Direct
2020-08-28 Common Stock F 6524 $13.21 Disposed 35549 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-28 Restricted Stock Units $0.0 M 2262 Disposed Common Stock (2262.0) Direct
2020-08-28 Restricted Stock Units $0.0 M 2513 Disposed Common Stock (2513.0) Direct
2020-08-28 Restricted Stock Units $0.0 M 9900 Disposed Common Stock (9900.0) Direct
2020-08-28 Restricted Stock Units $0.0 A 26355 Acquired Common Stock (26355.0) Direct
2020-08-28 Market Stock Units $0.0 A 26355 Acquired Common Stock (26355.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: There are no expiration dates on RSUs.

F4: Units subject to the Award shall vest annually in three equal installments over three years.

F5: See Exhibit 99 - FY2021 MSU Exhibit

F6: There are no expiration dates on MSUs.