VIAVI SOLUTIONS INC. — Director's Dealing 2020

Sep 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-09-25

Reporting Person: RONDINONE RALPH (SVP Global Operations NSE)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-25	Common Stock	M	33116	—	Acquired	60514	Direct
2020-09-25	Common Stock	F	14721	$11.56	Disposed	45793	Direct
2020-09-28	Common Stock	S	18395	$11.86	Disposed	27398	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-25	Market Stock Units	$0.0	M	11183	Disposed		Common Stock (11183.0)	Direct
2020-09-25	Market Stock Units	$0.0	M	15000	Disposed		Common Stock (15000.0)	Direct
2020-09-25	Market Stock Units	$0.0	M	6933	Disposed		Common Stock (6933.0)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4: This transaction was executed in multiple trades at prices ranging from $11.69 to $11.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6: There are no expiration dates on MSUs.

F7: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F8: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.