VIAVI SOLUTIONS INC. — Director's Dealing 2020

Dec 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-11-28

Reporting Person: McNab Paul (EVP, Chief Mktg & Stgy Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-28	Common Stock	M	5443	—	Acquired	67705	Direct
2020-11-28	Common Stock	F	2700	$13.96	Disposed	65005	Direct
2020-12-01	Common Stock	S	4412	$13.61	Disposed	60593	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-28	Restricted Stock Units	$0.0	M	2512	Disposed		Common Stock (2512.0)	Direct
2020-11-28	Restricted Stock Units	$0.0	M	2931	Disposed		Common Stock (2931.0)	Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: Reflects a decrease of 7,116 shares that were transferred pursuant to an exempt transaction.

F3: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F4: This transaction was executed in multiple trades at prices ranging from $13.61 to $13.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: There are no expiration dates on RSUs.