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VIAVI SOLUTIONS INC. Director's Dealing 2020

Dec 2, 2020

31492_dirs_2020-12-01_3ff0bf8b-4ce1-4bd1-b6df-e94ec7308b36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2020-11-28

Reporting Person: Avent Pamela K. (Interim CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-28 Common Stock M 3392 Acquired 49055 Direct
2020-11-28 Common Stock F 1174 $13.96 Disposed 47881 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-28 Restricted Stock Units $0.0 M 1717 Disposed Common Stock (1717.0) Direct
2020-11-28 Restricted Stock Units $0.0 M 1675 Disposed Common Stock (1675.0) Direct
2020-11-28 Restricted Stock Units $0.0 A 9561 Acquired Common Stock (9561.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: There are no expiration dates on RSUs.

F4: Units subject to the Award shall vest annually in three equal installments over three years.