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VIAVI SOLUTIONS INC. — Director's Dealing 2019
Aug 30, 2019
31492_dirs_2019-08-30_db5e4ca0-8460-4498-a275-fadd9ca19c48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2019-08-28
Reporting Person: Staley Gary W (SVP Global Sales NSE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-28 | Common Stock | M | 22162 | — | Acquired | 38752 | Direct |
| 2019-08-28 | Common Stock | F | 8722 | $13.64 | Disposed | 30030 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-28 | Restricted Stock Units | $0.0 | M | 2262 | Disposed | Common Stock (2262.0) | Direct | |
| 2019-08-28 | Restricted Stock Units | $0.0 | M | 9900 | Disposed | Common Stock (9900.0) | Direct | |
| 2019-08-28 | Restricted Stock Units | $0.0 | M | 10000 | Disposed | Common Stock (10000.0) | Direct | |
| 2019-08-28 | Restricted Stock Units | $0.0 | A | 37500 | Acquired | Common Stock (37500.0) | Direct | |
| 2019-08-28 | Market Stock Units | $0.0 | A | 37500 | Acquired | Common Stock (37500.0) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: There are no expiration dates on RSUs.
F4: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.
F5: See Exhibit 99 - FY2020 MSU Exhibit
F6: There are no expiration dates on MSUs.