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VIAVI SOLUTIONS INC. Director's Dealing 2019

Aug 30, 2019

31492_dirs_2019-08-30_db5e4ca0-8460-4498-a275-fadd9ca19c48.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2019-08-28

Reporting Person: Staley Gary W (SVP Global Sales NSE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-08-28 Common Stock M 22162 Acquired 38752 Direct
2019-08-28 Common Stock F 8722 $13.64 Disposed 30030 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-08-28 Restricted Stock Units $0.0 M 2262 Disposed Common Stock (2262.0) Direct
2019-08-28 Restricted Stock Units $0.0 M 9900 Disposed Common Stock (9900.0) Direct
2019-08-28 Restricted Stock Units $0.0 M 10000 Disposed Common Stock (10000.0) Direct
2019-08-28 Restricted Stock Units $0.0 A 37500 Acquired Common Stock (37500.0) Direct
2019-08-28 Market Stock Units $0.0 A 37500 Acquired Common Stock (37500.0) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: There are no expiration dates on RSUs.

F4: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5: See Exhibit 99 - FY2020 MSU Exhibit

F6: There are no expiration dates on MSUs.