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VIAVI SOLUTIONS INC. — Director's Dealing 2018
Aug 30, 2018
31492_dirs_2018-08-30_414659c2-65c8-4bbf-9f02-01f591ccf485.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2018-08-28
Reporting Person: RONDINONE RALPH (SVP Global Operations NSE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-28 | Common Stock | M | 8910 | — | Acquired | 33605 | Direct |
| 2018-08-28 | Common Stock | F | 3961 | $11.48 | Disposed | 29644 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-28 | Restricted Stock Unit | $0 | A | 30000 | Acquired | Common Stock (30000) | Direct | |
| 2018-08-28 | Restricted Stock Unit | $0 | A | 30000 | Acquired | Common Stock (30000) | Direct | |
| 2018-08-28 | Restricted Stock Unit | $0 | M | 8910 | Disposed | Common Stock (8910) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.
F4: See Exhibit 99.18A
F5: There are no expiration dates on RSUs.