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VIAVI SOLUTIONS INC. Director's Dealing 2018

Oct 2, 2018

31492_dirs_2018-10-02_40143313-f140-4b6a-8d95-35c1c86695a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2018-09-28

Reporting Person: McNab Paul (EVP, Chief Mktg & Stgy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-28 Common Stock M 67132 Acquired 110456 Direct
2018-09-28 Common Stock F 31947 $11.34 Disposed 78509 Direct
2018-09-28 Common Stock M 21250 Acquired 99759 Direct
2018-09-28 Common Stock F 10536 $11.34 Disposed 89223 Direct
2018-09-28 Common Stock M 14434 Acquired 103657 Direct
2018-09-28 Common Stock F 7157 $11.34 Disposed 96500 Direct
2018-09-28 Common Stock M 8910 Acquired 105410 Direct
2018-09-28 Common Stock F 4418 $11.34 Disposed 100992 Direct
2018-09-28 Common Stock S 2328 $11.2524 Disposed 98664 Direct
2018-09-28 Common Stock S 2329 $11.2524 Disposed 96335 Direct
2018-09-28 Common Stock S 1780 $11.2524 Disposed 94555 Direct
2018-09-28 Common Stock S 1780 $11.2524 Disposed 92775 Direct
2018-09-28 Common Stock S 5829 $11.2524 Disposed 86946 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-28 Restricted Stock Unit $0 M 67132 Acquired Common Stock (67132) Direct
2018-09-28 Restricted Stock Unit $0 M 21250 Acquired Common Stock (21250) Direct
2018-09-28 Restricted Stock Unit $0 M 14434 Acquired Common Stock (14434) Direct
2018-09-28 Restricted Stock Unit $0 M 8910 Acquired Common Stock (8910) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the
restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4: Shares reflect the vesting of the 4th tranche of market-leveraged stock units granted in August 1, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F5: There are no expiration dates on MSUs.

F6: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F7: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F8: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.