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VIAVI SOLUTIONS INC. Director's Dealing 2016

Nov 24, 2016

31492_dirs_2016-11-23_7c506586-94c5-4d5e-b9b1-2e3946e05a15.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2016-11-21

Reporting Person: SPRADLEY SUSAN LOUISE (SVP General Manager NSE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-21 Common Stock M 4722 Acquired 11257 Direct
2016-11-21 Common Stock F 2200 $7.94 Disposed 9057 Direct
2016-11-21 Common Stock M 3559 Acquired 12616 Direct
2016-11-21 Common Stock F 1658 $7.94 Disposed 10958 Direct
2016-11-22 Common Stock S 3981 $7.89 Disposed 6977 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-21 Restricted Stock Unit $0 M 4722 Disposed Common Stock (4722) Direct
2016-11-21 Restricted Stock Unit $0 M 3559 Disposed Common Stock (3559) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.