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VIAVI SOLUTIONS INC. — Director's Dealing 2013
Nov 18, 2013
31492_dirs_2013-11-18_78700e27-0a9d-4c7f-a6af-cce18a50ef9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2013-11-14
Reporting Person: KAPLAN MARTIN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Common Stock | M | 4725 | — | Acquired | 41965 | Direct |
| 2013-11-17 | Common Stock | M | 4329 | — | Acquired | 46294 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-14 | Restricted Stock Unit | $0 | A | 10578 | Acquired | Common Stock (10578) | Direct | |
| 2013-11-15 | Restricted Stock Unit | $0 | M | 4725 | Disposed | Common Stock (4725) | Direct | |
| 2013-11-17 | Restricted Stock Unit | $0 | M | 4329 | Disposed | Common Stock (4329) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.
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