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VIAVI SOLUTIONS INC. — Director's Dealing 2013
Jan 17, 2013
31492_dirs_2013-01-17_ebd61f5d-6b91-41fd-8470-ea6632ba49ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2013-01-15
Reporting Person: JACKSON REX S (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | Common Stock | M | 9375 | — | Acquired | 25453 | Direct |
| 2013-01-15 | Common Stock | F | 3955 | $13.36 | Disposed | 21498 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-15 | Restricted Stock Unit | $0 | M | 9375 | Disposed | Common Stock (9375) | Direct | |
| 2013-01-15 | Restricted Stock Unit | $0 | A | 15000 | Acquired | Common Stock (15000) | Direct |
Footnotes
F1: Each unit converts upon vesting to a share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.