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VIAVI SOLUTIONS INC. Director's Dealing 2013

Sep 11, 2013

31492_dirs_2013-09-11_20d0c476-31ca-4005-93e3-9f2b0a494d40.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2013-09-09

Reporting Person: WAECHTER THOMAS H (Director, Chief Exec. Officer & Pres.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-09 Common Stock M 30000 $5.87 Acquired 89221 Direct
2013-09-09 Common Stock M 30000 $5.87 Acquired 119221 Direct
2013-09-09 Common Stock S 60000 $14.6616 Disposed 59221 Direct
2013-09-10 Common Stock M 30000 $5.87 Acquired 89221 Direct
2013-09-10 Common Stock S 30000 $15.00 Disposed 59221 Direct
2013-09-10 Common Stock S 10486 $15.00 Disposed 48735 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-09 Non-qualified Stock Option (right to buy) $5.87 M 30000 Disposed 2017-08-15 Common Stock (30000) Direct
2013-09-09 Non-qualified stock option (right-to-buy) $5.87 M 30000 Disposed 2017-08-15 Common Stock (30000) Direct
2013-09-10 Non-qualified stock option (right-to-buy) $5.87 M 30000 Disposed 2017-08-15 Common Stock (30000) Direct

Footnotes

F1: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.495 to $14.925, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

F3: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.