Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

VIAVI SOLUTIONS INC. Director's Dealing 2013

Feb 4, 2013

31492_dirs_2013-02-04_3b15bba4-45cb-4731-b7bf-f70d9cb0952d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2013-01-31

Reporting Person: POLLACK ANDREW R (SVP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-01-31 Common Stock M 9634 $5.87 Acquired 11642 Direct
2013-01-31 Common Stock S 9634 $15.00 Disposed 2008 Direct
2013-02-01 Common Stock S 2008 $14.8143 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-01-31 Non-qualified stock option (right-to-buy) $5.87 M 9634 Disposed 2017-08-15 Common Stock (9634) Direct

Footnotes

F1: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.

F2: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.54 to $14.97 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

F4: The balance reflects 2,008 shares acquired under the JDS Uniphase Corporation 1998 Amended and restated Employee Stock Purchase Plan on January 31, 2013 at a purchase price of $9.24.