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VIAVI SOLUTIONS INC. — Director's Dealing 2013
Oct 23, 2013
31492_dirs_2013-10-23_df280a7b-a617-462c-87cc-0f16333293a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2013-10-21
Reporting Person: HEARD DAVID W (President, CommTest)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-21 | Common Stock | M | 12925 | $11.66 | Acquired | 12925 | Direct |
| 2013-10-21 | Common Stock | S | 12925 | $16.00 | Disposed | 0 | Direct |
| 2013-10-21 | Common Stock | M | 6450 | $11.66 | Acquired | 6450 | Direct |
| 2013-10-21 | Common Stock | S | 6450 | $16.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-21 | Non-qualified stock option (right-to-buy) | $11.66 | M | 12925 | Disposed | 2018-11-15 | Common Stock (12925) | Direct |
| 2013-10-21 | Non-qualified stock option (right-to-buy) | $11.66 | M | 6450 | Disposed | 2018-11-15 | Common Stock (6450) | Direct |
Footnotes
F1: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
F2: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
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