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VIAVI SOLUTIONS INC. — Director's Dealing 2012
Sep 11, 2012
31492_dirs_2012-09-11_2b9201af-140a-4c6d-8768-56b6da51df8c.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2012-08-15
Reporting Person: LOWE ALAN S (EVP & President, CCOP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-15 | Common Stock | M | 9167 | $0.00 | Acquired | 113756 | Direct |
| 2012-08-15 | Common Stock | F | 3363 | $11.56 | Disposed | 110393 | Direct |
| 2012-08-15 | Common Stock | M | 3036 | — | Acquired | 113429 | Direct |
| 2012-08-15 | Common Stock | F | 1114 | $11.56 | Disposed | 112315 | Direct |
| 2012-08-15 | Common Stock | M | 19039 | — | Acquired | 131354 | Direct |
| 2012-08-15 | Common Stock | F | 6984 | $11.56 | Disposed | 124370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-15 | Restricted Stock Unit | $0 | M | 9167 | Disposed | Common Stock (9167) | Direct | |
| 2012-08-15 | Restricted Stock Unit | $0 | M | 3036 | Disposed | Common Stock (3036) | Direct | |
| 2012-08-15 | Restricted Stock Unit | $0 | M | 19039 | Disposed | Common Stock (19039) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: This Form amends the transaction code reported for 6,984 shares retained by the Company for the tax withholding obligations of the award-holder. This change does not affect any other details reported on the original Form 4.