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VIAVI SOLUTIONS INC. — Director's Dealing 2012
Aug 17, 2012
31492_dirs_2012-08-17_25fb29a5-ce44-496b-b98a-7df6d6dc4ec3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2012-08-14
Reporting Person: SCRIVANICH LUKE M (SVP, OSP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3740 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to buy) | $3.56 | 2017-02-15 | Common Stock (22334) | Direct | |
| Non-qualified Stock Option (Right to buy) | $5.87 | 2017-08-15 | Common Stock (22100) | Direct | |
| Non-qualified Stock Option (Right to buy) | $10.27 | 2018-08-15 | Common Stock (27353) | Direct | |
| Restricted Stock Unit | $0 | Common Stock (1528) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (23400) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (25000) | Direct | ||
| Restricted Stock Unit | $0 | Common Stock (1950) | Direct |
Footnotes
F1: The option is fully vested and currently exercisable.
F2: The Stock Options subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
F3: The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
F4: Units vest at the rate of 1/3rd of the total grant annually for three years from the date of grant.
F5: Each unit converts upon vesting to a share of common stock.
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