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VIAVI SOLUTIONS INC. — Director's Dealing 2012
Sep 27, 2012
31492_dirs_2012-09-27_86b4a3cf-2545-4246-bd5c-cc8ac412906a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2012-09-25
Reporting Person: JACKSON REX S (SVP Bus. Svcs and Acting CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-25 | Common Stock | M | 7534 | — | Acquired | 17670 | Direct |
| 2012-09-25 | Common Stock | F | 2765 | $12.34 | Disposed | 14905 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-25 | Restricted Stock Unit | $0 | M | 7534 | Disposed | Common Stock (7534) | Direct |
Footnotes
F1: Each unit converts upon vesting to a share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: Reflects the number of restricted stock units ("RSUs") that vested on September 25, 2012. Details of the conditions under which the RSUs vest were disclosed on the Form 4 filed on 8/24/2012.