Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

VIAVI SOLUTIONS INC. Director's Dealing 2012

Feb 28, 2012

31492_dirs_2012-02-28_fedad50b-cbc0-4a70-911c-e1e75a2612d1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2012-02-24

Reporting Person: WAECHTER THOMAS H (Director, Chief Exec. Officer & Pres.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-24 Common Stock S 4749 $14.0448 Disposed 0 Direct
2012-02-24 Common Stock M 150000 $3.65 Acquired 150000 Direct
2012-02-24 Common Stock S 150000 $14.0732 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-24 Non-qualified Stock Option (right to buy) $3.65 M 150000 Disposed 2017-01-01 Common Stock (150000) Direct

Footnotes

F1: Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2: Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.97 to $14.10, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.97 to $14.29, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.